ILFM is holding Two half day workshops dedicated to the compliance role of COFA. It is available as a whole day, or attendees can choose to attend either one of the half day sessions. Whether you are being appointed as a COFA, a member of an accounts team or supporting the COFA in their role you will find these workshops valuable.
What to expect
Part One (Morning Session)
Introduction of the COFA
What is the Role
Systems, procedures and reporting to monitor and identify breaches whilst overseeing compliance
Breaches (firm vs. COFA responsibilities), dealing with your regulator and Accountants Report
Development and training of staff
Behaviour compliance and internal communication
Part Two (Afternoon Session)
2011 SRA Accounts Rule changes
Interactive sessions with practical examples and scenarios showing what to look for, common oversights and potential pitfalls
Reviewing your accounting system and controls to highlight any limitations and improvements needed.
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