Money Laundering Regulations 2007

Date: 22 April 2010

Location/ Region: North East

Time: 09:45 - 13:15

City: Newcastle

Venue: tbc

CPD: 3 hours

Cost/ Price: £175.00 + VAT

Concessions: Where two or more delegates from the same firm attend a 15% discount applies.

Brief description:
This course examines the key provisions of the Terrorism Act 2000, Proceeds of Crime Act 2002 and the Money Laundering Regulations 2007 as they affect solicitors in private practice. Detailed consideration of The Law Society's Anti-Money Laundering Practice Note ensures that delegates attending the course will be aware of what is considered to be best practice in this important area. A review of relevant disciplinary cases will help delegates to understand the regulatory approach adopted by the Solicitors Regulation Authority and the main areas of work where problems are most likely to arise.

Content:
» The regulatory framework
» The risk based approach to anti-money laundering compliance
» Overview of necessary systems and procedures
» Customer due diligence
» Money laundering offences
» Suspicious Activity Reports
» Relevant disciplinary cases

Who will benefit:
This course is designed to meet the needs of all fee earning staff, principals in practice, compliance/risk officers, finance staff, practice managers and reporting accountants.

Tutors/ Lecturers/ Speakers:
Richard Lane BA(Hons) ACA

Provided by: Legal Finance Professionals
Posted by: The LSN Team
Date: 22 April 2010
Listed in: Finance, Training and educational courses, Workshops and seminars, Money laundering, Risk management, North East