Apiax’s seven steps towards compliant investment advice in the digital age
Resource | 28 September 2020
Over the past decade, financial service providers have had to keep up with a rapidly expanding regulatory environment. The current situation exposes financial institutions to fines, penalties and reputational damages. It also weighs on their ability to deliver services efficiently and expand their business activities quickly. In this whitepaper, we focus on compliant investment advice. […]
READ MORE >>
Apiax: Three steps to turning compliance into a business enabler in fund distribution
Resource | 28 September 2020
In asset management, exploring investment opportunities beyond the regional borders has become as natural as capitalising on those within them. As financial institutions seek out new growth opportunities, both institutional and retail investors look to allocate assets where safe and possible to benefit from the potential of market opportunities. The global nature of fund distribution […]
READ MORE >>
Interview with Rob Cohen – Head of support and development at Enable
Enable Business Solutions | Resource | 28 September 2020
There is no doubt that at the start of this year, none of us were aware of the COVID-19 crisis that was just around the corner and how this would ultimately impact on us, both professionally and personally. The legal industry was no different, law firms had to swiftly respond to the lockdown restrictions imposed […]
READ MORE >>
Apiax: Wealth Management: Cross-border framework
Resource | 23 September 2020
In today’s global financial landscape, managing wealth on a cross-border basis has become industry standard. Whether looking to reach an international and mobile client base or to offer competitive investment services, opportunities often emerge beyond the local territory. As with every silver lining there comes a drawback. In the aftermath of the financial crisis, the […]
READ MORE >>
Apiax: Data transfer restrictions
Resource | 23 September 2020
In the digital and ever-connected business environment, the exchange of personally identifiable information (PII) happens everywhere. Management of this data can easily be subject to risk. Regulatory ambiguity and inconsistent data protection practices are one aspect, while the international context adds an additional layer of complexity. Given the broad scope of application, many organisations struggle […]
READ MORE >>
Apiax: Compliant and suitable investment recommendations
Resource | 23 September 2020
Today’s wealth management industry is marked by tough competition, growing customer demands and constant regulatory scrutiny. To position well in the market, firms need to deliver superior investment advice, including personalisation and compliance with global regulations. Although vital to investors, incorporating compliance and suitability standards into the investment advisory process can be challenging due to […]
READ MORE >>
The BCPcast – Episode 2: Business continuity or resilience
Databarracks | Resource | 23 September 2020
There’s been a shift in recent years away from “Business Continuity” to the more holistic “Resilience”. Is it just renaming and rebranding the same job or something more significant? Listen & subscribe Apple Podcastshttps://podcasts.apple.com/nz/podcast/the-bcpcast/id1113990524?mt=2 Stitcherhttps://www.stitcher.com/podcast/the-bcpcast Spotifyhttps://open.spotify.com/show/21EKsL1AhRiJP7ocToCMtR Websitehttps://www.thebcpcast.com/
READ MORE >>
LEAP: Is the stamp duty holiday leading to a “gold rush” for conveyancers?
LEAP | Resource | 22 September 2020
Today’s conveyancing market is experiencing unprecedented times. Lockdown, Brexit, seasonal holidays and the current cut in stamp duty are factors having a major impact, both positively and negatively, on the profession. Following the catastrophic stall in house sales caused by the pandemic, the last couple of months have been amongst the busiest for ten years. […]
READ MORE >>